SPV Dictionary

A Foreign LLC refers to an LLC that is registered in a state different from the state where it is “doing business.” While most SPVs

A Foreign Tax Identification Number (FTIN) is a taxpayer identification number issued by a country outside the United States. The FTIN may take the form

Form C is a document filed with the Securities and Exchange Commission (SEC) for equity crowdfunding under Regulation CF. This form is used to provide

Form D, also referred to as the Notice of Sale of Securities, is a filing requirement under Regulation D, Section 4(6), and/or the Uniform Limited

SPVs are required to file a Form D with the SEC through the SEC’s EDGAR online system. In order to gain access to the EDGAR

The Formation Date refers to the date of creation of an entity (SPV) as recorded with the jurisdiction where it is filed. For Master and

Ownership on a fully diluted basis refers to the calculation of ownership assuming that all options, warrants, convertible securities, or other rights to acquire stock

A fund is a structured vehicle designed to pool capital from multiple investors for the purpose of investing in private assets. This term encompasses various

A “Close” is triggered by one of the following events: (1) the countersignature of the fund documents by the fund manager, (2) the transfer of

Fund documents are legal agreements that define the operations of an SPV and establish the rights and responsibilities of its members. SPV documents include the